SEC Regulatory and Enforcement

[greencat]

Regulatory Actions
This page provides links to releases concerning SEC rulemaking activity, including concept releases, proposed rules, final rules, interpretive releases, and policy statements. It also links to announcements concerning SRO rulemaking, PCAOB rulemaking, instructions for Exchange Act Exemptive Applications, other Commission notices, and public petitions for rulemaking submitted to the SEC. http://www.sec.gov/rules.shtml

Division of Enforcement
The Division of Enforcement investigates possible violations of securities laws, recommends Commission action when appropriate, either in a federal court or before an administrative law judge, and negotiates settlements http://www.sec.gov/divisions/enforce.shtml



Delaware Corporations: Find out authorized shares for free:
http://www.investorshub.com/boards/r...ge_id=17566378

Delaware Banking/Mortgage Broker/Financial Institution complaints:
http://www.state.de.us/bank/services/compform.pdf

Delaware Corporations/Entities Fraud: http://www.state.de.us/attgen/public...plaintform.pdf To complain against a Delaware entity (list the Delaware address for the corporation).

Delaware Securities Fraud complaints:
http://www.state.de.us/attgen/fraud/...aintform.shtml

New York securities fraud complaints:
http://www.oag.state.ny.us/complaint...mp_invest.html

USA: File complaints with NASD regarding market manipulation, OTC/Pink pump and dumps, etc.
http://apps.nasd.com/Rules_&_Regulat...egTipsForm.asp

USA: Securities and Exchange Commission Complaints http://www.sec.gov/complaint/selectconduct.shtml

USA: Mortgage fraud: To report mortgage fraud, email fraud_tips@fanniemae.com

USA: Tax fraud or money laundering (IRS)(if a stock you invested in is involved in printing shares and hiding them, check the organized crime box):
http://www.irs.gov/pub/irs-pdf/f3949a.pdf

[BadThad]

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